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中国科学院大学学报

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跨状态因果比较:识别状态转变关键变量*

陈烨升1, 王济2,3, 赵彤4†, 王怀玉2,3†   

  1. 1 中国科学院大学 前沿交叉科学学院,北京 101408;
    2 北京中医药大学 王琦书院,北京 100029;
    3 北京中医药大学 国家中医体质与治未病研究院,北京 100029;
    4 中国科学院大学 数学科学学院,北京 100049
  • 收稿日期:2026-01-09 修回日期:2026-05-20 发布日期:2026-05-25
  • 通讯作者: Email:zhaotong@ucas.ac.cn;wanghuaiyuelva@126.com
  • 基金资助:
    *国家自然科学基金(T2341006)、教育部学科先导突破项目(JYB2025XDXM612)、北京市自然科学基金海淀原始创新联合基金(前沿项目)(L232118)和国家中医药管理局高水平中医药重点学科—中医体质学(zyyzdxk-2023251)资助

Cross-state causal comparison: identify key variables associated with state transitions

CHEN Yesheng1, WANG Ji2,3, ZHAO Tong4, WANG Huai-Yu2,3   

  1. 1 School of Advanced Interdisciplinary Sciences, University of Chinese Academy of Sciences, Beijing 101408, China;
    2 Wangqi Academy, Beijing University of Chinese Medicine, Beijing 100029, China;
    3 National Institute of TCM Constitution and Preventive Medicine, Beijing University of Chinese Medicine, Beijing 100029, China;
    4 School of Mathematical Sciences, University of Chinese Academy of Sciences, Beijing 100049, China
  • Received:2026-01-09 Revised:2026-05-20 Published:2026-05-25

摘要: 细胞癌变、草原荒漠化等复杂系统状态转变具突发性与不可逆性,其机制解析与早期预警是跨领域共性难题。现有方法无法刻画状态跃迁的因果结构重构特性,本文提出“状态驱动的因果比较”新范式,实现从“单一状态因果描述”到“多状态间因果结构差异比较”的转变。基于该范式构建跨状态因果差异分析框架及数学优化模型,核心创新是将状态间因果网络结构差异确立为可量化核心对象,突破传统静态指标事后比较局限。进一步提出“节点因果差异贡献度”指标识别关键变量,以高脂血症(血脂异常)为实证,对比健康、临界、疾病状态的血脂代谢因果网络并建立早期预测模型。模型在外部独立数据集上表现优于经典方法,表明了所提方法的科学性与实用性。

关键词: 复杂系统, 状态转变, 因果发现, 血脂异常, 早期预测

Abstract: State transitions in complex systems (e.g., cellular carcinogenesis, grassland desertification) exhibit suddenness and irreversibility. Deciphering their underlying mechanisms and enabling early warning constitute a cross-disciplinary common challenge. Existing methods struggle to characterize causal reconstruction during state transitions. To address this limitation, this study proposes a new paradigm of state-driven causal comparison, realizing a perspective shift from causal description of a single state to comparative analysis of causal structural differences between states. A cross-state causal difference analysis framework and a mathematical optimization model are constructed. The core innovation lies in establishing the structural differences of causal networks between states as a measurable direct object, breaking through the limitation of ex-post comparison of traditional static indicators. On this basis, a node contribution index of causal differences is proposed to identify key driving variables. Taking dyslipidemia as an example, by constructing and comparing causal networks of healthy, critical, and disease states, the developed early prediction model demonstrates superior predictive performance and generalization ability over classical methods on external data, verifying the effectiveness of the proposed approach.

Key words: complex systems, state transitions, causal discovery, dyslipidemia, early prediction

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